The Reading Matrix
Vol. 1, No. 1, April 2001
READING PROFICIENCY,
READING STRATEGIES, METACOGNITIVE AWARENESS AND
L2 READERS
Meena
Singhal
Abstract
This paper provides an
overview of the research related to second language
learners and reading strategies. It also considers
the more recent research focusing on the role
of metacognitive awareness in the reading comprehension
process. The following questions are addressed:
1) How can the relationship between reading strategies,
metacognitive awareness, and reading proficiency
be characterized? 2) What does research in this
domain indicate about the reading process? 3)
What research methodologies can be used to investigate
metacognitive awareness and reading strategies?
4) What open questions still remain from the perspective
of research in this domain, and what are some
of the research and methodological concerns that
need to be addressed in this area in order to
advance the current conceptual understanding of
the reading process in an L2. Since so much of
second language research is grounded in first
language research, findings from both L1 and L2
contexts are discussed.
Introduction
The current explosion of research in second language
reading has begun to focus on readers' strategies.
Reading strategies are of interest for what they
reveal about the way readers manage their interaction
with written text and how these strategies are
related to text comprehension. Research in second
language reading suggests that learners use a
variety of strategies to assist them with the
acquisition, storage, and retrieval of information
(Rigney, 1978). Strategies are defined as learning
techniques, behaviors, problem-solving or study
skills which make learning more effective and
efficient (Oxford and Crookall, 1989). In the
context of second language learning, a distinction
can be made between strategies that make learning
more effective, versus strategies that improve
comprehension. The former are generally referred
to as learning strategies in the second language
literature. Comprehension or reading strategies
on the other hand, indicate how readers conceive
of a task, how they make sense of what they read,
and what they do when they don't understand. In
short, such strategies are processes used by the
learner to enhance reading comprehension and overcome
comprehension failures.
Since the early seventies, for the most part,
research in this area has concentrated on teaching
second language students to use a variety of language
strategies in order to read better. These strategies
consist of a whole range of strategies including
skimming and scanning, contextual guessing, reading
for meaning, utilizing background knowledge, recognizing
text structure and so forth. Less common; however,
have been empirical investigations into reading
strategies used by successful and unsuccessful
second language learners. Furthermore, while many
of the previous studies have employed think-aloud
methods to obtain information about learners'
reading strategies and the reading process, few
of these studies have examined readers' metacognitive
awareness of reading strategies, strategy use,
and reading proficiency. Although it is not possible
to cover the range of studies conducted in this
area, this paper will address the following questions:
1) How can the relationship between reading strategies,
metacognitive awareness, and reading proficiency
be characterized? 2) What does research in this
domain indicate about the reading process? 3)
What research methodologies can be used to investigate
metacognitive awareness and reading strategies?
4) What open questions still remain from the perspective
of research in this domain, and what are some
of the research and methodological concerns that
need to be addressed in this area in order to
advance the current conceptual understanding of
the reading process in an L2. Since so much of
second language research is grounded in first
language research, findings from both L1 and L2
contexts are discussed. Reading Strategies and
Reading Comprehension
Because numerous studies have investigated strategies
used by L2 learners, before proceeding to an overview
of these studies, it would be beneficial to provide
the reader with a conceptual framework in order
to allow for consistency in the terminology used
throughout this paper. Although a number of studies
have attempted to conceptualize the notion of
strategies used by language learners, as stated,
Oxford (1990) offers a useful and comprehensive
classification scheme of the various strategies
used by learners. Within the broader context of
reading strategies, the following six strategies
can more appropriately be referred to as sub-strategies.
Cognitive strategies are used by learners to transform
or manipulate the language. In more specific terms,
this includes note taking, formal practice with
the specific aspects of the target language such
as sounds and sentence structure, summarizing,
paraphrasing, predicting, analyzing, and using
context clues. Techniques that help the learner
to remember and retrieve information are referred
to as memory strategies. These include creating
mental images through grouping and associating,
semantic mapping, using keywords, employing word
associations, and placing new words into a context.
Compensation strategies include skills such as
inferencing, guessing while reading, or using
reference materials such as dictionaries. Metacognitive
strategies are behaviors undertaken by the learners
to plan, arrange, and evaluate their own learning.
Such strategies include directed attention and
self-evaluation, organization, setting goals and
objectives, seeking practice opportunities, and
so forth. In the context of reading, self-monitoring
and correction of errors are further examples
of metacognitive strategies. Learners also use
affective strategies, such as self-encouraging
behavior, to lower anxiety, and encourage learning.
Lastly, social strategies are those that involve
other individuals in the learning process and
refer to cooperation with peers, questioning,
asking for correction, and feedback; for example,
while reading, a student may ask another individual
for feedback about his/her reading responses.
It is important to recognize that the above strategies
can be used to facilitate learning, or can be
used to facilitate comprehension. For example,
a learner can employ the memory strategy of grouping
in order to learn vocabulary words more quickly
and more effectively. Similarly, grouping can
also be used to facilitate the understanding and
meaning of words. Furthermore, such strategies
will vary depending on the language area or skill
to be mastered. In other words, task requirements
help determine strategy choice; learners would
not use the same strategy for writing an essay
as they would for engaging in informal conversation
in a second language.
Reading Strategies of Successful and Unsuccessful
Learners
Since much of the research in the area of reading
strategies has stemmed from first language studies
in reading, a review of both the major research
in first language and second language learning
is included. In many first language studies, the
use of various strategies has been found to be
effective in improving students' reading comprehension
(Baker and Brown, 1984; Brown, 1981; Palinscar
and Brown, 1984). Some studies have also investigated
the reading strategies used by successful and
unsuccessful language learners. In a second-language
study, Hosenfeld (1977) used a think-aloud procedure
to identify relations between certain types of
reading strategies and successful or unsuccessful
second language reading. The successful reader,
for example, kept the meaning of the passage in
mind while reading, read in broad phrases, skipped
inconsequential or less important words, and had
a positive self-concept as a reader. The unsuccessful
reader on the other hand, lost the meaning of
the sentences when decoded, read in short phrases,
pondered over inconsequential words, seldom skipped
words as unimportant, and had a negative self-concept.
Block (1986) also used a think-aloud procedure
in her study of non-proficient readers from which
she was able to obtain information about four
characteristics, namely integration, recognition
of aspects of text structure, use of general knowledge,
personal experiences and associations, and response
in extensive versus reflexive modes which differentiated
successful from less successful, non-proficient
readers. In the reflexive mode, readers related
affectively and personally, directed their attention
away from the text and toward themselves, and
focused on their own thoughts and feelings, rather
than on information from the text. In addition,
they tended to respond in the first or second
person. In the extensive mode, the reader's focus
was on understanding the ideas of the author,
not on relating the text to themselves. They tended
to respond in the third person. Among the non-proficient
readers Block investigated, one group which she
designated as "integrators", integrated
information, were generally aware of text structure,
responded in an extensive mode by dealing with
the message conveyed by the author, and monitored
their understanding consistently. The "non-integrators"
on the other hand, failed to integrate, did not
recognize text structure, and were more reflexive
in that they relied much more on personal experiences.
Overall, the "non-integrators" made
less progress in developing their reading skills
and demonstrated less success after one semester
in college.
Strategy Use and Individual Differences
Knight, Padron and Waxman (1985) conducted a study
to determine whether there were differences in
either the type or frequency of cognitive strategies
reported by ESL and monolingual students. Individual
interviews which were audiotaped for analysis
were conducted with 23 Spanish-speaking ESL students
and 15 monolingual students from the third and
fifth grades of an inner-city public school. The
San Diego Quick Assessment was used to determine
their reading levels. A matched passage from the
Ekwall Reading Inventory Manual (Ekwall, 1979)
was used to identify the strategies the students
were using during a reading task. Spanish-speaking
students were permitted to speak in their native
language in order to clearly explain the strategies
being used. Using an adapted version of a structured
interview format from Chou Hare and Smith (1982),
the students' strategies were categorized as follows:
1. Rereading, 2. Selectively reading, 3. Imaging,
4. Changing Speed, 5. Assimilating with personal
experiences, 6. Concentrating, 7. Assimilating
with passage events or thinking about previous
events, 8. Noting/searching for salient details,
9. Summarizing, 10. Predicting outcomes, 11. Self-generated
questions, 12. Student perceptions of teacher
expectations, and 13. Rehearsal. It was found
that English monolinguals cited the strategy of
Concentrating the most, while the strategy of
Student's Perceptions of Teacher's Expectations
was least cited. ESL students, on the other hand,
cited this strategy the most. The categories of
Imaging, Noting Details and Predicting outcomes
were not cited by any bilingual students during
the interviews. The use of three strategies, Concentrating,
Noting Details, and Self-Generated Questions was
reported significantly more often by monolinguals
than ESL students and overall, English-speaking
subjects used more strategies than ESL students.
One explanation that the authors offered for these
results was that ESL students may not have had
enough time to develop these strategies in their
first language and were transferred to English
texts too quickly.
Differences in strategy use were also examined
by Anderson (1991). He carried out a study to
investigate the individual differences in strategy
use by adult second language learners while engaged
in two reading tasks: taking a standardized reading
comprehension test and reading academic texts.
The subjects consisted of twenty-eight Spanish-speaking
students enrolled at a university level intensive
ESL program in the Southwestern United States.
Their English proficiency level as determined
by a placement test ranged from beginning to advanced
level. Students were administered two forms of
the Descriptive Test of Language Skills (DTLS)
and The Textbook Reading Profile (TRP). The questions
on the DTLS were grouped into clusters according
to the type of reading skill being measured. The
TRP questions asked the subjects to use think
aloud protocols as they responded to comprehension
questions at the end of the passage. Analysis
of both quantitative and qualitative data revealed
that there was no single set of processing strategies
that significantly contributed to success on these
two reading measures. Both high and low scoring
readers appeared to be using the same kinds of
strategies while answering the comprehension questions
on both measures; however, high scoring students
seemed to be applying strategies more effectively
and appropriately. Anderson's (1991) study seems
to indicate that strategic reading is not only
a matter of knowing which strategies to use, but
in addition, the reader must know how to apply
strategies successfully. This may be one factor
contributing to the relationship between proficiency
level and reading strategies used by readers.
Olshavsky's (1977) study was designed to identify
reader strategies and to relate their usage to
three factors: interest, proficiency and writing
style. A 2x2x2 design was used with two types
of reader interest, high and low; two types of
reader proficiency, good and poor; and two types
of writing styles, abstract and concrete. The
subjects included fifteen boys and nine girls
enrolled in a tenth grade English class. Each
subject was asked to read a short story and to
stop at various points in order to answer questions.
At predetermined stopping points in the story,
they were asked to talk about what happened in
the story and about what they were doing and thinking
as they read it. Despite a number of limitations
in this study, Olshavsky's (1977) study showed
that readers do use strategies. While this is
a well-known fact today, the types of strategies
that were identified lent support to the theoretical
position that reading is a problem-solving process.
This study seemed to indicate that a reader identifies
problems and applies strategies to solve those
problems. Although the types of strategies do
not change with the situation, the frequency of
use of strategies does change. As stated, most
strategies were applied when readers were interested
in the material, with readers that were proficient,
and when they were faced with abstract material.
Reading Strategies and Younger Learners
Various other studies in the area of reading strategies
have found that younger and less proficient students
use fewer strategies and use them less effectively
in their reading comprehension (Garner, 1987;
Waxman and Padron, 1987). Waxman and Padron's
(1987) study involved 82 Hispanic ESL students
in the third, fourth, and fifth grades of a public
elementary school. The reading comprehension section
of the Stanford Diagnostic Reading Test (Karleson,
Madden and Gardner, 1966) was administered twice
in a four month period to determine the relationship
between the strategies cited by students and gains
in reading comprehension. The Reading Strategy
Questionnaire, a fourteen item Likert-type questionnaire
(Waxman and Padron, 1987) was administered to
the subjects so that students could indicate the
extent to which they used a particular strategy.
A score of 3 meant that the student perceived
using the strategy all the time, a score of 2
meant it was used some of the time, whereas a
score of 1 indicated that the student perceived
using the strategy none of the time. The results
showed that the most cited strategies were asking
questions about the parts of the story that weren't
understood, checking through the story to see
if the student remembers all of it, imaging or
picturing the story, and looking up words in the
dictionary. The least cited strategies were reading
as fast as one could, thinking about something
else while reading, writing down every word, and
skipping parts in the story that were not understood.
Results of the questionnaire were compared to
results on the task which indicated that student's
perceptions of the strategies they use have predictive
validity for their reading comprehension. These
findings support previous metacognitive research
conducted with monolinguals which has found that
lower achieving students use less sophisticated
and inappropriate reading strategies during reading
(Brown, Armbruster, and Baker, 1986). This study
also suggests that the use of negative strategies
by Hispanic students, specifically strategies
that are ineffectively applied, may be another
factor other than English proficiency that interferes
with their reading comprehension and hence reading
achievement. Both studies indicated that there
is indeed a relationship between the types reading
strategies readers use and proficiency level.
Overall, these studies suggest that high proficient
students seem to use different strategies than
low proficient students, and also appear to apply
them more effectively.
Other studies have shown that students who use
metacognitive strategies, such as those who monitor
their reading comprehension, adjust their reading
rates, consider the objectives and so on, tend
to be better readers. A two-part first language
study by Paris and Meyers (1981) was carried out
to examine comprehension monitoring and study
of strategies good and poor readers. The initial
part of their study investigated the differences
in comprehension monitoring between good and poor
fourth grade readers during an oral reading of
a story. Their ability to monitor comprehension
of difficult anomalous information was measured
by spontaneous self-corrections during oral reading,
by directed underlining of incomprehensible words
and phrases, and by study behaviors. Their study
demonstrated that poor readers do not engage in
accurate monitoring as frequently as good readers.
Furthermore, poor readers also demonstrated less
accurate comprehension and recall of the stories
than good readers. The second phase of their study
was conducted to provide additional information
about the differences between good and poor readers'
comprehension skills. The researchers paid particular
attention to children's strategies for deriving
meaning for difficult vocabulary words. It was
found that good readers used comprehension strategies
far more frequently than poor readers. For example,
good readers wrote notes and summaries related
to the text. The children were also asked to define
specific vocabulary words. Most good readers reported
using strategies of asking questions or referring
to the dictionary to determine word meaning, while
none of the poor readers did so. Poor readers
were more concerned with the pronunciation of
words rather than meanings. Overall, poor readers
engaged in a few spontaneous study behaviors,
failed to ask questions, take notes or use a dictionary
as often as good readers. High proficient readers,
on the other hand, used cognitive, memory, metacognitive,
compensation, and social strategies to a far greater
extent than low proficient readers. Although the
above discussion pertaining to reading strategies
and second language learning is by no means exhaustive,
it does provide one with an overview of the kinds
of investigations and range of studies that have
been carried out by researchers in this area.
From the above findings of research in reading
strategies, it becomes clear that there are indeed
differences between successful or good readers,
and less successful or poor readers in terms of
strategy use. There is also a strong relationship
between reading strategies used by readers and
proficiency level. Overall, successful readers
or high proficient readers, appear to be using
a wider range of strategies. Moreover, these readers
also appear to use strategies more frequently
than less successful or poor readers. Results
of some studies have also shown that successful
readers know when and how to apply reading strategies
on a given task. A pertinent point to note; however,
is that while many of these studies have examined
strategy use by different types of readers, (successful
vs. less successful, good vs. poor, and so forth),
such simplistic dichotomies can tend to be limiting
in nature. While descriptions are needed to identify
different types of readers, such broad categories
may also overlook subtle and important differences
between learners and strategy use. One must use
caution in employing descriptions as mere labels.
These differences must be examined closely in
order to assist learners in improving their reading
abilities, and skills.
Metacognitive Awareness and Reading Comprehension
Research in the area of reading has also begun
to focus on the role of metacognition. While previous
research has focused on strategy use, researchers
are examining readers' awareness of strategies
during the reading process - their metacognitive
awareness. Metacognition is a relatively new label
for a body of theory and research that addresses
learners' knowledge and use of their own cognitive
resources (Garner, 1987). Metacognitive knowledge
or awareness is knowledge about ourselves, the
tasks we face, and the strategies we employ (Baker
& Brown, 1984). Knowledge about ourselves
may include knowledge about how well we perform
on certain types of tasks or our proficiency levels.
Knowledge about tasks may include knowledge about
task difficulty level. For example, in the area
of reading, we may know that familiar-topic material
is easier to understand than unfamiliar material;
explicit sentences assist us in tasks that require
reduction of texts to their gists. About strategies,
we may know that verbal rehearsal and elaboration
of material assist in retrieval, or that prediction
of article content based on titles improves comprehension,
and so forth. Metacognitive awareness therefore,
also involves the awareness of whether or not
comprehension is occurring, and the conscious
application of one or more strategies to correct
comprehension (Baumann, Jones, & Seifert-Kessel,
1993). This body of work has enormous explanatory
power for description of the reading process in
both the L1 and L2 contexts. First language reading
researchers, most notably Baker and Brown (1984)
have investigated several different aspects of
the relationship between metacognitive ability
and effective reading. Two dimensions of metacognitive
ability have been recognized: 1) knowledge of
cognition or metacognitive awareness; and 2) regulation
of cognition which as stated includes the reader's
knowledge about his or her own cognitive resources,
and the compatibility between the reader and the
reading situation. For example, if a readers is
aware of what is needed to perform effectively,
then it is possible to take steps to meet the
demands of a reading situation more effectively.
If, however, the reader is not aware of his or
her own limitations as a reader or of the complexity
of the task at hand, then the reader can hardly
be expected to take actions to anticipate or recover
from difficulties (Carrell, 1989).
Related to this is the reader's conceptualization
of the reading process. Devine (1983) has investigated
L2 readers' conceptualizations about their reading
in a second language. Analysis of transcripts
of reading interviews provided information on
beginning ESL readers' theoretical orientations
toward reading in their second language. Devine's
results are reminiscent of first language reading
research which has generally shown that younger
and less proficient readers tend to focus on reading
as a decoding process rather than as a meaning-making
process (Myers and Paris, 1978; Garner & Krauss,
1982). Some of these first language studies using
self-report data have also found a lack of correlation
between what readers say they do and what they
actually do when reading. While at other times,
a reader does not describe how to use a particular
strategy but in fact does use it when reading.
To explain this, Baker & Brown (1984) point
out that "knowing that" (declarative
knowledge) is different from "knowing how"
(procedural knowledge), and that knowledge that
a particular strategy is useful (awareness) precedes
its routine use, which in turn precedes the ability
to describe how it is used.
Some studies have shown that better readers are
also better strategy users. Carrell (1989) for
example, conducted a study to investigate the
metacognitive awareness of second language readers
about reading strategies in both their first and
second language, and the relationship between
their metacognitive awareness and comprehension
in both first and second language reading. Two
groups of subjects of varying proficiency levels
including forty-five native speakers of Spanish
enrolled at an ESL intensive program at a university,
and seventy-five native speakers of English studying
Spanish were involved in the study. A metacognitive
questionnaire was developed to elicit relevant
information from subjects to tap their metacognitive
awareness and judgments about silent reading in
their first and second language. Subjects were
also tested in both their first and second languages
by reading a text in each language and then answering
comprehension questions pertaining to the text.
The findings of the study yielded some interesting
results. For reading in the L1, local reading
strategies such as focusing on grammatical structures,
sound-letter, word meaning and, text details tended
to be negatively correlated with reading performance.
For reading in the L2, there were some differences
between the Spanish L1 and the English L1 groups.
The ESL group, of more advanced proficiency levels,
tended to be more global (used background knowledge,
text gist, and textual organization) or top-down
in their perceptions of effective and difficulty-causing
reading strategies, while the Spanish-as-a-foreign
language group, at lower proficiency levels tended
to be more local or bottom-up, perhaps because
they may have been more dependent on bottom-up
decoding skills. Carrell (1989) cautions these
results are to be taken as suggestive as further
research in this area is needed.
In another recent study of L2 reading involving
278 French language students, Barnett (1988) investigated
the relationships among reading strategies and
perceived strategy use on reading comprehension.
The initial part of the study required students
to read an unfamiliar passage and write in English
what they remembered. The second part of the study
asked the students to answer a series of background
knowledge questions before reading a text, and
the third part of the study required students
to continue the ending of a text. The final part
required the subjects to answer a seventeen-item
questionnaire in English about the types of reading
strategies they thought best described the way
they read. "Background knowledge scores",
"comprehension scores" and "strategy-use
scores" were used for analysis which revealed
that students who effectively consider and remember
context as they read, (ie. strategy use) understand
more of what they read than students who employ
this strategy less or less well. Moreover, students
who think they use those strategies considered
most productive (ie. perceived strategy use) actually
do read through context better and understand
more than do those who do not think they use such
strategies" (p. 156).
Given the above discussion, there appears to be
a strong relationship between reading strategies
used by readers, metacognitive awareness, and
reading proficiency. In essence, successful readers
appear to use more strategies than less successful
readers and also appear to be use them more frequently.
Better readers also have an enhanced metacognitive
awareness of their own use of strategies and what
they know, which in turn leads to greater reading
ability and proficiency (Baker & Brown, 1984;
Garner, 1987; Pressley & Afflerbach, 1995).
Researchers in this area have found that in general,
more proficient readers exhibit the following
types of reading behaviors: Overview text before
reading, employ context clues such as titles,
subheading, and diagrams, look for important information
while reading and pay greater attention to it
than other information, attempt to relate important
points in text to one another in order to understand
the text as a whole, activate and use prior knowledge
to interpret text, reconsider and revise hypotheses
about the meaning of text based on text content,
attempt to infer information from the text, attempt
to determine the meaning of words not understood
or recognized, monitor text comprehension, identify
or infer main ideas, use strategies to remember
text (paraphrasing, repetition, making notes,
summarizing, self-questioning, etc), understand
relationships between parts of text, recognize
text structure, change reading strategies when
comprehension is perceived not be proceeding smoothly;
evaluate the qualities of text, reflect on and
process additionally after a part has been read,
and anticipate or plan for the use of knowledge
gained from the reading (Aebersold & Field,
1997; Pressley & Afflerbach, 1995). While
this list is not prioritized or complete, it does
provide one with a description of the characteristics
of successful readers, and continues to grow as
more research into reading is conducted.
Methodological Concerns in Reading Strategy
and Metacognition Research
Protocol analysis is the main methodology through
which the reading comprehension is investigated.
In most of these studies, interviews or think-aloud
procedures are used. Interviews may occur during
or after the task, while in the think-aloud method,
the researchers provides a task and asks subjects
to say aloud "everything they think and everything
that occurs to them while performing the task"
(Garner, 1987). Think-alouds require a reader
to stop periodically, reflect on how a text is
being processed and understood, and relate orally
what reading strategies are being employed. In
other words, think alouds involve the overt, verbal
expression of the normally covert mental processes
readers engage in when constructing meaning from
texts Investigations of reading have used protocol
analysis both as an exploratory methodology (inductively)
and as a means of testing hypothesis about reading
that emanate from initial explorations (ie. deductively).
Protocol analysis has been used to investigate
the range of reading strategies and behaviors
as subjects read, and to better understand the
cognitive processes during reading (see Afflerbach
& Johnston, 1986; Ericsson & Simon, 1980;
Pressley & Afflerbach, 1995; Wade, 1990).
While protocol analysis based on verbal interviews
and think-aloud data continues to be used in reading
research, it is not without its problems. The
most basic concern expressed in the literature
is that we may not be able to observe the workings
of our own minds with any accuracy. In other words,
we may be unaware of the operations of memory,
attentions, comprehension processes, and the like
- perhaps because many of these processes are
so automatic. Ericsson & Simon (1980) point
out that as processes become more automated, and
hence unconscious, only the final products are
left in memory available for reporting to an internviewer.
Subjects may draw inferences about what probably
occurred in processing and report these events
rather than what actually occurs. Memory failure
can also be a particularly serious problem for
verbal-report data. Reports taken at a great distance
from processes they are intended to tap, may reveal
little about the reading comprehension process
and strategies used by the reader. Such methodology
has also shown that while students may report
using a particular strategy, it is not used at
all, and by the same token, strategies that are
used by readers, are not reported. Therefore,
the discrepancy between knowledge versus use should
be recognized when using think-aloud report data.
Lastly, verbal facility of the reader may affect
the outcome of the interviews. Learners, especially
younger children can fail to provide a full response
for a number of reasons other than lack of knowledge.
One reason is limited language skills. Even in
instances in which cognitions are generally accessible
and remembered, it is possible that they cannot
be verbalized. It must also be recognized that
considerable differences exist in the tendency
to speak aloud.
Despite the criticisms of verbal report data,
most researchers do believe that a great deal
can be learned about the reading comprehension
process and the psychology of thinking by making
subjects think aloud about definite problems.
Ericsson and Simon (1993) and Garner (1987) offer
the following methodological recommendations and
conclusions about how verbal-reports should be
collected.
1. Avoid asking about processes that are engaged
in automatically and which are therefore inaccessible
upon reflection. Complex, difficult, and novel
tasks may provide more information than much-practiced
simple tasks.
2. Reduce the interval between processing and
reporting.
3. Use multiple methods to assess knowledge and
use of strategies (interview questions, questionnaires,
data from verbal-reports and think-alouds).
4. Avoid general questions asking subjects to
provide a generalized description of their processing
as this may fail to reflect processing accurately.
5. Emphasize that reporting should reflect exactly
what is being thought.
6. Provide directions to subjects that encourage
intermediate and final products of processing
rather than descriptions of explanations of processing.
7. Use reliable categories to code verbal and
think-aloud reports.
8. Recognize that there are individual differences
in the ability to provide think-aloud reports
and in thinking.
In essence, verbal protocol and metacognitive
research has made important contributions to our
understanding of reading which provide rich descriptions
of ways in which younger and less successful readers
differ from older and more proficient readers.
We can conclude that less effective readers often
have misconceptions about the reading process,
fail to monitor their comprehension, underutilize
effective reading strategies, and employ fewer
reading strategies when reading. Skilled readers,
on the other hand, know and use many different
strategies in coming to terms with text. They
employ both "bottom-up" and "top-down"
reading strategies, use a wider range of strategies
and use them more frequently, and employ metacognitive
knowledge, that is knowledge and when and how
comprehension and monitoring processes apply.
Classroom Implications and Future Research
Based on the findings of numerous studies, recent
research in the area of reading comprehension
has focused on reading-related strategies, and
strategy-training studies. For the most part,
such studies have found that strategy training
leads to improved reading performance. Though
awareness and monitoring change have been implicit
components of many of the training programs, the
core of this instructional work has been the teaching
of text-processing strategies. The content of
the instruction has been academically fundamental
strategic components and the recipients of the
instruction have been those learners who have
failed to use reading strategies in text processing.
On the basis of strategy-instruction literature,
the following guidelines for effective strategy
instruction in classrooms is offered.
1. Teachers must care about the processes involved
in reading and studying, and must be willing to
devote instructional time to them through direct
strategy-instruction and modeling.
2. Teachers must do task analyses of strategies
to be taught. In other words, teachers must think
about how a particular strategy is best applied
and in what contexts. Teachers can observe students
as they read in order to determine students' strengths
and weaknesses in terms of strategy use, which
is turn will help in providing effective and appropriate
strategy instruction.
3. Teachers must present strategies as applicable
to texts and tasks in more than one content domain
so that strategies can be applied in a variety
of reading situations and contexts.
4. Teachers must teach strategies over an entire
year, not just in a single lesson or unit allowing
strategic instruction to permeate the curriculum.
5. Teachers must provide students with opportunities
to practice strategies they have been taught.
6. Teachers must be prepared to let students teach
each other about reading and the studying process.
They only way classrooms will become arenas for
extensive strategy instruction is for such instruction
to be wholly-intertwined with content-areas. In
essence, failing to teach students strategies
they do not use and from those they could benefit
is to fail the students, to neglect to show them
ways of reaching reading (Aebersold & Fielding,
1997; Garner, 1987; Pressley & Afflerbach,
1995).
Future Research Considerations
Research has also provided much information on
different-age and different-ability level readers
in the literature. Typically, readers in these
studies read the same materials, with inferences
about the development of reading processes or
differences in reading processes as a function
of skill inferred from the differences in reported
processes. Younger learners and less able readers
would be expected to produce less complete verbal
reports than older and more able readers. (e.g.,
older and more able readers are more verbally
skilled, with verbal skill an important determinant
of at least the quality of self-reports; see Afflerbach
& Johnston, 1984). Also, the same text is
more difficult for younger and less able readers,
so that the processes associated with difficult
reading are collected for some participants and
the processes associated with easy reading for
other participants. Again possible confounds created
by the degree of automaticity of a reader processing
text must be considered. Another factor to be
considered in future research is the accuracy
of verbal-protocol transcripts. Before verbal
protocols can be analyzed, they must be transcribed.
Given the importance of such data, there is clear
need to the development of transcription codes
and symbols for preserving the quality of spoken
language when it is transcribed. Non-verbal and
tone of voice information may be important and
such information must be represented in analyses
of self-reports. Lastly, researchers should be
precise in their coding of categories if predetermined
categories are not used. Pressely and Afflerbach
(1995) offer a comprehensive coding scheme which
can prove to be a useful starting point.
Despite the present set of limitations, reading
protocol studies have provided a great deal of
information about the reading process in a second
language. To date, however, many questions about
reading comprehension and the reading process
still remain. Research needs to consider such
limitations in order to lead to more refined,
rigorous studies. Additional studies of reading
strategies and metacognitive factors in second
language reading are needed. Subsequent research
must follow with additional studies of second
language readers' awareness of various reading
strategies and the relationships between awareness
and reading ability and performance on a wide
variety of tasks. Also needed are training studies
on the most effective instructional means for
teaching reading strategies. Given the enormous
range of research studies that are needed in this
area, this field should remain a major locus of
second language reading research for the next
decade.
Meena
Singhal, Ph.D. (Second Language Acquisition
and Teaching, University of Arizona) teaches
at Long Beach Community College. She has
taught at the university and college-level
in both the United States and Canada.
Her research interests and publications
focus on reading in traditional and hypertextual
environments, the reading processes of
L2 learners, and multimedia-based learning.
She is currently involved in an ESL Learning
Communities Project and the development
of online materials to improve the academic
reading skills of college-level learners.
Email: msinghal@lbcc.edu. |
References
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